Jay Clayton, chair of the U.S. Securities and Exchange Commission, will discuss “The Evolving Markets for Retail Investment Services and Forward Looking Regulation,” during a presentation at Temple University on May 2.
Fox Rothschild attorneys discuss the SEC’s 2018 examination priorities for the Office of Compliance Inspections.
Duane Morris attorneys Jonathan Swichar (LAW ’97) and Bradley Wasser discuss the SEC’s efforts to knock down the wall of secrecy between PBMs and drug manufacturers.
Drinker Biddle attorneys Diana McCarthy (LAW ’93) and Kellilyn Greco discuss the SEC’s decision to delay changes to the data reporting rules.
Melissa Pang (LAW ’13) covers the SEC’s Government-Business Forum on Small Business Capital Formation.
Temple Law Review and Temple’s Center for Compliance and Ethics host symposium on corporate compliance
Stephanie Avakian (LAW ’95), Co-Director of the SEC’s Enforcement Division, sits down with Temple Law 3L Brian Thomas to discuss her new role.
Samuel M. Ward and Michael A. Toomey (LAW ’10) discuss the impact of mandatory arbitration in company charters on investors
Broker-dealers take heed: Benjamin McCoy (LAW ’12) and colleagues provide an overview of the touchstone recordkeeping requirements
Diana E. McCarthy (LAW ’93) and Joshua M. Lindauer examine the SEC through the lens of cybersecurity enforcement