January 21, 2025
Benjamin Mishkin (LAW ’12) and Daniel Kilburn (LAW ’23) outline the recent amendment to the Commonwealth’s data breach notification law and the new obligations imposed on businesses that suffer a data breach involving Pennsylvania residents.
November 16, 2023
Elizabeth K. Lange (LAW ‘09), Elizabeth A. Diffley, and Sheremy R. Anderson of Faegre Drinker co-authored an article discussing practical tips for companies preparing ESG disclosures. In an era of heightened stakeholder interest and regulatory oversight, companies must be thoughtful in crafting ESG-related disclosures.
On January 24, 2022, the Financial Crimes Enforcement Network published a Notice of Proposed Rulemaking to establish a pilot program that permits certain financial institutions to share Suspicious Activity Reports with their foreign entities to combat illicit financial activity.
The 116th United States Congress passed the National Defense Authorization Act for Fiscal Year 2021, which includes the Corporate Transparency Act (the CTA). The CTA seeks to provide appropriate safeguards to identify bad actors engaged in terrorism, money laundering, sex trafficking and other heinous acts through “shell companies” that are not actually engaged in a bona fide business venture but instead are created for the principal purpose of shielding the owners from liability for engaging in illicit behavior and, in many cases, their identities.
On December 3, the SEC adopted Rule 2a-5 under the Investment Company Act of 1940, as amended. Under Rule 2a-5, determining fair value in good faith with respect to what a fund will require: (1) the periodic assessment and management of material risks associated with the determination of the fair value of the fund’s investments,
COVID-19 has created incredible technology and compliance challenges for many companies. To better confront these challenges in a rapidly changing, uncertain world, businesses should smartly integrate their compliance and information technology functions.
Second in a series of four primers on the key legal regimes incentivizing and protecting whistleblowers who report fraud: the False Claims Act (FCA) and the Securities Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC) and Internal Revenue Service (IRS) whistleblower programs.
Proposed changes to Title IX regulations represent a significant departure from prior guidance, and education institutions should be prepared to review their own policies.
Fox Rothschild attorneys discuss the SEC’s 2018 examination priorities for the Office of Compliance Inspections.
