Compliance

10-Q&A Episode 3: Interview of Professor Jon Smollen, Executive Director of the Temple Law Center for Compliance and Ethics

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Andrew LeDonne (LAW ’21) interviews Jon Smollen, Director of the Temple Law Center for Compliance and Ethics

Interviewer:
Andrew Ledonne (LAW ’21)

Guest:
Jon Smollen
Practice Professor of Law, Executive Director
Center for Compliance and Ethics
Temple University Beasley School of Law

The Sisyphean Pursuit of Creating a Culture of Compliance

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By its title, this article might appear to imply that the creation of a culture of compliance is an illusory thing. While the conclusion is not quite so simple, the title does suggest that achieving a sustainable sense of compliance within any corporate culture is one that requires a continuously evolving effort to establish and

SEC Special Report: Rampant Business Email Compromises Require Reassessment of Internal Accounting Controls

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On October 16, 2018, the SEC released a “Report of Investigation” calling for public companies to reassess their internal accounting controls “in light of emerging risks, including risks arising from cyber-related frauds.” In particular, the report focuses on certain types of “business email compromises” (BECs), in which a bad actor uses spoofed or compromised email

A Conversation with Jon Smollen, Temple Law Practice Professor and Director, Temple Center for Compliance and Ethics

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This is the first in what we hope will become a regular series of interviews with members of the Temple business law community about their work, the business law community, and business law practice generally.  Jon Smollen directs Temple’s Center for Compliance and Ethics (CCE), and recently sat down with The 10-Q’s editors to talk