Broker-Dealer Recordkeeping Requirements
Broker-dealers take heed: Benjamin McCoy (LAW ’12) and colleagues provide an overview of the touchstone recordkeeping requirements
About Benjamin McCoy (LAW '12), Ernest M. Badway, Joshua Horn and Beckie Schatschneider
The SEC and Cybersecurity
Diana E. McCarthy (LAW ’93) and Joshua M. Lindauer examine the SEC through the lens of cybersecurity enforcement
SEC Embraces its New Enforcement Weapon: Anti-Money Laundering and Reporting Requirements Under the Bank Secrecy Act
SEC wields its new enforcement weapon under the Bank Secrecy Act, notes Peter D. Hardy and colleagues
On Track
Jonathan Broder (LAW ’83) provides an update on CSX since Hunter Harrison was foisted as the new CEO
Supreme Court Increases Delaware’s Role as Forum for Patent Litigation
Recent SCOTUS decision will bring patent cases to Delaware, says Ben Schladweiler (LAW ’04) and Nicholas Mozal (LAW ’11)
FinTech – The CFTC’s Silver Bullet?
Technology-focused investigations are in the CFTC’s future, predicts Peter Isajiw (LAW ’02) and colleagues
10-Q Random Summer/New Job Advice [PART 2]
In Part 2 of its Summer job advise, Temple 10-Q reminds aspiring lawyers that they are also adults—so act like it
10-Q Random Summer/New Job Advice [PART 1]
Heedless of the old saw that free advice is worth what you pay for it, the Editors of The Temple 10-Q thought it might help students and recent graduates beginning new jobs (e.g., as summer associates)—and those who employ them—to have a list of “do’s” and “don’ts” accumulated from our years of hard experience. Although
Ad Hoc Procedure
Pamela Bookman provides a preview of her forthcoming article on the phenomena of ad hoc procedure.
