Interested in Securities and White Collar law? Read the newest article from the 10-Q, How 3 Simple Acts May Change the Securities and White-Collar Landscape.
Fox Rothschild attorneys discuss the SEC’s 2018 examination priorities for the Office of Compliance Inspections.
Melissa Pang (LAW ’13) covers the SEC’s Government-Business Forum on Small Business Capital Formation.
Broker-dealers take heed: Benjamin McCoy (LAW ’12) and colleagues provide an overview of the touchstone recordkeeping requirements